Technical Specialist Interview Questions

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Motivation - why do you want to work at fca? - why you think you're a good fit for the role? Technical [talk about risks related to...] - technology at wholesale banks: flash crash, knight algo - conduct risk in wholesale equities: insider trading, market manipulation - conduct risk when banks focus on largest customers: conflict of interest - give examples of conflict of interest, specific conduct examples Competency [talk about a time when you showed...] - judgement - communication and persuasion - give an example of driving change Case study on firm with two failed fixed income trades and poor processes
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Technical Specialist

Interviewed at Financial Conduct Authority

3.4
Oct 27, 2015

Motivation - why do you want to work at fca? - why you think you're a good fit for the role? Technical [talk about risks related to...] - technology at wholesale banks: flash crash, knight algo - conduct risk in wholesale equities: insider trading, market manipulation - conduct risk when banks focus on largest customers: conflict of interest - give examples of conflict of interest, specific conduct examples Competency [talk about a time when you showed...] - judgement - communication and persuasion - give an example of driving change Case study on firm with two failed fixed income trades and poor processes

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