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Financial Advisor Program Interview Questions
8,653 financial advisor program interview questions shared by candidates
Why Smith Barney?
You need to develop a base of $10,000,000 AUM in the first 3 years. How will you go about accomplishing this?
How many assets will you be able to bring over within a year time frame?
The main topic of conversation was sales experience/ability/interest. The job is 90% sales (a lot of cold calls).
Why Morgan Stanley? Describe and experience when you failed at your project and how did you respond/
Describe a time you have been challenged
Tell me, how you intend to get clients?
Not one situation/behavior/outcome question. Again, they made a decision on the hire/not hire at first glance.
What makes you want to be a Financial Advisor?
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